Exclusive-SEC collects Wall Street's private messages as WhatsApp probe escalates -sources
By Chris Prentice and Carolina Mandl NEW YORK The U.S. securities regulator has collected thousands of staff messages
2023-09-25 18:27
Job security provisions could be the key to ending the auto strike
As important as wages and benefits are in the unprecedented United Auto Workers strike against General Motors, Ford and Stellantis, nothing is more important than job security.
2023-09-25 05:27
Citadel Securities pays $7 million to settle charges it violated short-sale rules
By Pete Schroeder The U.S. Securities and Exchange Commission said on Friday that Citadel Securities LLC, a Miami-based
2023-09-22 22:55
Goldman to pay $6 million to settle SEC charges over deficient trading data
Goldman Sachs Group agreed to pay $6 million to settle U.S. Securities and Exchange Commission charges over providing
2023-09-22 21:53
Air Canada says unauthorised group briefly had access to internal system
(Reuters) -Air Canada said on Wednesday an unauthorised group briefly had limited access to an internal Air Canada system that
2023-09-21 02:47
US SEC poised to ban deceptive ESG, 'growth' fund labels
WASHINGTON Wall Street's top regulator on Wednesday is set to approve rule changes aimed at banning the deceptive
2023-09-20 22:16
US SEC charges investment firm linked to Russian billionaire
WASHINGTON The U.S. Securities and Exchange Commission (SEC) on Tuesday charged Concord Management and its owner with failing
2023-09-20 00:53
Foreign holdings of US Treasuries increase in July, China holdings plunge -data
By Gertrude Chavez-Dreyfuss NEW YORK Foreign holdings of U.S. Treasuries rose in July, data from the Treasury Department
2023-09-19 06:21
Lyft to pay $10 million civil penalty over disclosure failures -SEC
WASHINGTON (Reuters) -Lyft has agreed to pay $10 million to settle Securities and Exchange Commission charges it failed to disclose
2023-09-18 21:48
SEC sues Virtu Financial over failure to safeguard customer information
NEW YORK The U.S. Securities and Exchange Commission on Tuesday sued Virtu Financial, accusing the large market maker
2023-09-13 05:53
US SEC chief: climate rule won't require private farmers' emissions data
Wall Street's top regulator on Tuesday told Congress his agency was working to craft coming regulations so that
2023-09-13 01:23
US SEC charges audit firm employee over quality control issues
NEW YORK The U.S. Securities and Exchange Commission on Tuesday said it has charged a former partner at
2023-09-12 21:26