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List of All Articles with Tag 'sec'

Saudi Wealth Fund Said to Hit Weak Demand for Marafiq Stake Sale
Saudi Wealth Fund Said to Hit Weak Demand for Marafiq Stake Sale
Saudi Arabia’s sovereign wealth fund delayed the potential sale of its remaining stake in a local utility firm
2023-10-01 22:49
Israeli's Nano-X settles US SEC charges over costs of flagship imaging device
Israeli's Nano-X settles US SEC charges over costs of flagship imaging device
NEW YORK Nano-X Imaging and its founder Ran Poliakine agreed to pay nearly $1.1 million to settle U.S.
2023-09-30 06:54
US SEC charges FTX's former auditor over independence violations
US SEC charges FTX's former auditor over independence violations
The U.S. Securities and Exchange Commission on Friday said it has charged accounting firm Prager Metis, which previously
2023-09-30 00:55
US SEC charges 12 firms with record keeping failures
US SEC charges 12 firms with record keeping failures
By Chris Prentice and Carolina Mandl NEW YORK The U.S. securities regulator on Friday said it had fined
2023-09-29 22:21
US SEC charges Newell Brands and ex-CEO with misleading investors
US SEC charges Newell Brands and ex-CEO with misleading investors
WASHINGTON The U.S. Securities and Exchange Commission on Friday charged Newell Brands and former Chief Executive Newell Brands
2023-09-29 21:54
SEC fines Citigroup, former unit over customer disclosures
SEC fines Citigroup, former unit over customer disclosures
Citigroup and a former unit were fined $1.975 million by the U.S. Securities and Exchange Commission on Thursday
2023-09-29 05:25
SEC says Clear Channel Outdoor Holdings settles charges of bribing Chinese officials
SEC says Clear Channel Outdoor Holdings settles charges of bribing Chinese officials
WASHINGTON The U.S. Securities and Exchange Commission said on Thursday that advertising company Clear Channel Outdoor Holdings agreed
2023-09-29 04:24
SEC charges former Pareteum executives with accounting, disclosure fraud
SEC charges former Pareteum executives with accounting, disclosure fraud
WASHINGTON The U.S. Securities and Exchange Commission on Thursday charged former executives for telecommunications firm Pareteum with accounting
2023-09-28 23:29
Exclusive-US SEC nearing settlement with Wall Street firms over WhatsApp probe -sources
Exclusive-US SEC nearing settlement with Wall Street firms over WhatsApp probe -sources
By Chris Prentice and Carolina Mandl NEW YORK (Reuters) -The U.S. Securities and Exchange Commission (SEC) is finalizing settlements with
2023-09-28 09:19
US SEC chief says government shutdown would reduce agency to 'skeletal' staff
US SEC chief says government shutdown would reduce agency to 'skeletal' staff
Wall Street's top regulator on Wednesday told U.S. lawmakers that a looming shutdown of the federal government would
2023-09-27 23:56
US SEC settles fraud charges against Hyzon Motors over misleading investors
US SEC settles fraud charges against Hyzon Motors over misleading investors
By Kanishka Singh WASHINGTON (Reuters) -The U.S. Securities and Exchange Commission said on Tuesday it settled fraud charges against Hyzon
2023-09-27 05:48
DWS to pay $25 million over US charges over ESG misstatements, other violations
DWS to pay $25 million over US charges over ESG misstatements, other violations
NEW YORK Deutsche Bank-controlled investment firm DWS will pay $25 million to settle charges over misstatements regarding its
2023-09-25 21:52
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