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List of All Articles with Tag 'sec'

Digital bank robberies key risk for central bank e-money, BIS report warns
Digital bank robberies key risk for central bank e-money, BIS report warns
By Marc Jones LONDON Digital bank robberies and other cyber hacks will be a key risk for countries
2023-11-29 22:52
US Supreme Court weighs legality of SEC in-house enforcement
US Supreme Court weighs legality of SEC in-house enforcement
By Andrew Chung and John Kruzel WASHINGTON The U.S. Supreme Court is poised on Wednesday to consider the
2023-11-29 19:24
SEC's in-house enforcement powers at risk in US Supreme Court case
SEC's in-house enforcement powers at risk in US Supreme Court case
By Andrew Chung A challenge to the U.S. Securities and Exchange Commission's powers to protect investors from fraud
2023-11-28 19:23
AI threat demands new approach to security designs -US official
AI threat demands new approach to security designs -US official
OTTAWA The potential threat posed by the rapid development of artificial intelligence (AI) means safeguards need to be
2023-11-28 06:55
Wall Street regulator adopts Dodd Frank rule against trader conflicts
Wall Street regulator adopts Dodd Frank rule against trader conflicts
The U.S. Securities and Exchange Commission on Monday adopted a financial crisis-inspired rule barring traders in asset-backed securities
2023-11-28 04:46
US lawmakers ask SEC to scrutinize Musk comments on Neuralink
US lawmakers ask SEC to scrutinize Musk comments on Neuralink
By Marisa Taylor Four U.S. lawmakers have asked the Securities and Exchange Commission to investigate whether Elon Musk
2023-11-22 22:20
US SEC sues Kraken for operating crypto trading platform without registering
US SEC sues Kraken for operating crypto trading platform without registering
The U.S. Securities and Exchange Commission sued Kraken on Monday, accusing it of illegally operating a trading platform
2023-11-21 07:29
Exclusive-US securities regulator signals it may curb climate rule ambitions
Exclusive-US securities regulator signals it may curb climate rule ambitions
By Jarrett Renshaw, Isla Binnie and Douglas Gillison U.S. Securities and Exchange Commission (SEC) officials have told lobbyists
2023-11-20 19:16
US SEC presses judge to force Elon Musk to testify in Twitter probe
US SEC presses judge to force Elon Musk to testify in Twitter probe
NEW YORK (Reuters) -The U.S. Securities and Exchange Commission (SEC) on Thursday urged a federal judge to force billionaire Elon
2023-11-17 05:54
European firms urge China to give more clarity on data transfer laws
European firms urge China to give more clarity on data transfer laws
By Joe Cash BEIJING European firms "urgently" need China to give clearer definitions of key terms in its
2023-11-16 05:49
Charter to pay $25 million over unauthorized stock buybacks, SEC says
Charter to pay $25 million over unauthorized stock buybacks, SEC says
WASHINGTON (Reuters) -Charter Communications has agreed to pay $25 million to settle U.S. Securities and Exchange Commission (SEC) charges related
2023-11-15 06:15
US SEC enforcement garnered nearly $5 billion in financial remedies last year
US SEC enforcement garnered nearly $5 billion in financial remedies last year
NEW YORK The U.S. Securities and Exchange Commission (SEC) filed 784 enforcement actions in the fiscal year that
2023-11-15 04:28
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